Erez Hen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erez Hen, who also goes by Eric O'hanna, was a registered financial professional .
Erez is a previously registered financial professional and started their career in finance in 2001. Erez had worked at 8 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2015 - October 21, 2015
NEWBRIDGE SECURITIES CORPORATION
August 8, 2012 - June 26, 2013
PHX FINANCIAL, INC.
June 19, 2012 - August 17, 2012
OBSIDIAN FINANCIAL GROUP, LLC
June 12, 2009 - July 17, 2012
SPARTAN CAPITAL SECURITIES, LLC
August 13, 2008 - July 10, 2009
ANDREW GARRETT INC.
July 7, 2008 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
February 13, 2006 - August 1, 2008
BROOKVILLE CAPITAL PARTNERS
May 2, 2001 - February 13, 2006
BENSON YORK GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/1/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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