Donald B. Mcclellan

COVENANT INVESTMENT SOLUTIONS L.L.C.

Highlands, NC 28741

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CRD#: 4086700

Professional summary

Donald Brian Mcclellan, who also goes by Brian Mcclellan, is a registered financial advisor currently at COVENANT INVESTMENT SOLUTIONS L.L.C. located in Highlands, North Carolina.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Donald has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Mcclellan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Brian Mcclellan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2018 - Present

COVENANT INVESTMENT SOLUTIONS L.L.C.

Office #1: 348 South Fifth Street Suite 218, Highlands, NC 28741

RIA

CRD#: 294629

Highlands, NC

Past

April 29, 2015 - January 25, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Highlands, NC

Past

April 22, 2015 - January 25, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

Highlands, NC

Past

July 27, 2012 - May 1, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

HIGHLANDS, NC

Past

July 27, 2012 - May 1, 2015

LPL FINANCIAL LLC

CRD#: 6413

HIGHLANDS, NC

Past

January 19, 2007 - July 16, 2012

EDWARD JONES

RIA

CRD#: 250

HIGHLANDS, NC

Past

February 1, 2000 - July 16, 2012

EDWARD JONES

CRD#: 250

HIGHLANDS, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/27/2018)

IAR

South Carolina
(9/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/2000

General Securities Representative Examination

Current Firm

COVENANT INVESTMENT SOLUTIONS L.L.C.

CRD#: 294629 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/27/2018 Approved)

South Carolina

Registered Investment Advisory firm - (9/13/2018 Approved)

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Contact information

Main Address

348 South Fifth Street Suite 218, Highlands, NC 28741

Mailing Address

Po Box 2287, Highlands, NC 28741

Phone number

(828) 787-1055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 8,354,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald B. Mcclellan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Brian Mcclellan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2007

Series 63

Date: 2/2/2000

SIE

Date: 1/25/2018

Series 7

Date: 1/31/2000

Current Firm

COVENANT INVESTMENT SOLUTIONS L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COVENANT INVESTMENT SOLUTIONS L.L.C.

TRUST BUT VERIFY

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