Kim Aylesworth
Professional summary
Kim Aylesworth was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kim Aylesworth, who also goes by Kimberley Anne Kane, Kimberly Anne Kane, Kim Perry, Kimberley Anne Perry, Kimberly A Perry, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 2000. Kim had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2016 - October 28, 2016
RPG FAMILY WEALTH ADVISORY, LLC
August 20, 2013 - January 11, 2016
MORGAN STANLEY
August 6, 2013 - January 11, 2016
MORGAN STANLEY
August 29, 2008 - August 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2008 - August 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 2006 - August 18, 2008
TRUIST INVESTMENT SERVICES, INC.
August 23, 2006 - August 18, 2008
TRUIST INVESTMENT SERVICES, INC.
August 4, 2006 - August 14, 2006
DOMINICK & DICKERMAN LLC
July 25, 2006 - August 14, 2006
DOMINICK & DICKERMAN LLC
June 30, 2005 - July 17, 2006
TRUIST INVESTMENT SERVICES, INC.
June 30, 2005 - July 17, 2006
TRUIST INVESTMENT SERVICES, INC.
June 3, 2003 - June 30, 2005
TRUIST SECURITIES, INC.
June 3, 2003 - June 30, 2005
TRUIST SECURITIES, INC.
April 23, 2003 - June 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2002 - June 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2000 - May 14, 2002
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
RPG FAMILY WEALTH ADVISORY, LLC
CRD#: 158528 / SEC#: 801-72631
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RPG FAMILY WEALTH ADVISORY, LLC
CRD#: 158528 / SEC#: 801-72631
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,960 |
| AUM (Assets Under Management) | $ 590,320,074 |
Red Flags
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