Suzan K. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzan Kamsler Simmons, who also goes by Suzan Kamsler, Sue Simmons, was a registered financial professional .
Suzan is a previously registered financial professional and started their career in finance in 2000. Suzan had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - December 31, 2017
SUMMIT FINANCIAL GROUP INC
September 1, 2016 - December 31, 2017
SUMMIT BROKERAGE SERVICES, INC.
October 30, 2009 - September 2, 2016
VSR FINANCIAL SERVICES, INC.
October 30, 2009 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
March 15, 2002 - November 4, 2009
GROVE POINT INVESTMENTS, LLC
December 10, 2001 - November 4, 2009
GROVE POINT INVESTMENTS, LLC
January 2, 2000 - December 14, 2001
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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