John C. Mueting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Mueting was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2024 - February 26, 2026
THE LEADERS GROUP, INC.
January 9, 2024 - October 23, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
August 7, 2013 - September 28, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
April 12, 2012 - July 12, 2013
PERSHING LLC
October 4, 2002 - March 8, 2011
EVERLAKE DISTRIBUTORS, LLC
September 27, 2000 - October 4, 2002
AFD, INC.
April 4, 2000 - September 27, 2000
ALFS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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