Leonard R. Creech

THE WEALTH GROUP, LTD

OXFORD, NC 27565

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CRD#: 4086445

Professional summary

Leonard Ralph Creech JR. is a registered financial advisor currently at THE WEALTH GROUP, LTD located in Oxford, North Carolina.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Leonard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE WEALTH GROUP, LTD., INVESTMENT ADVISORY REPRESENTATIVE. STATE REGISTERED RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Ralph Creech JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2011 - Present

THE WEALTH GROUP, LTD

Office #1: 102 West Spring Street, Oxford, NC 27565

RIA

CRD#: 154106

OXFORD, NC

Past

August 22, 2006 - May 19, 2011

CIC ADVISERS, LLC

RIA

CRD#: 130735

OXFORD, NC

Past

January 17, 2000 - March 31, 2021

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

OXFORD, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH GROUP, LTD

CRD#: 154106 / SEC#: 801-128145

RIA

Registered Investment Advisory firm - (6/9/2023 Approved)

Florida

Registered Investment Advisory firm - (6/26/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (6/26/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2000

General Securities Representative Examination

Current Firm

THE WEALTH GROUP, LTD

CRD#: 154106 / SEC#: 801-128145

RIA

Registered Investment Advisory firm - (6/9/2023 Approved)

Florida

Registered Investment Advisory firm - (6/26/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (6/26/2023 Terminated)

Virginia

Registered Investment Advisory firm - (6/27/2023 Terminated)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

Po Box 10973, Raleigh, NC 27605

Phone number

(919) 865-1924

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B - AUGUST 5 2025 (8/29/2025)

Regulatory assets under management

Total Number of Accounts	692
AUM (Assets Under Management)	$ 288,947,803

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leonard R. Creech

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Ralph Creech JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH GROUP, LTD

CIC ADVISERS, LLC

CAPITAL INVESTMENT GROUP, INC.

Primary Firm SEC Registration

THE WEALTH GROUP, LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2000

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2000

Current Firm

THE WEALTH GROUP, LTD

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH GROUP, LTD

TRUST BUT VERIFY

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