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Christopher John Ricchetti

CRD# 4086354·Registered 1999 - 2010
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher John Ricchetti was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1999 - 2010. Christopher had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BREWER INVESTMENT ADVISORS LLC·CRD# 134631
RIA
Chicago, IL
August 19, 2010 - November 1, 2010
VOYAGER CAPITAL MANAGEMENT, LLC·CRD# 124697
RIA
Barrington, IL
October 17, 2007 - October 16, 2013
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
Bannockburn, IL
May 11, 2001 - September 12, 2007
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Bannockburn, IL
March 8, 2000 - September 12, 2007
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
December 20, 1999 - February 3, 2000

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Current Firm

BI
BREWER INVESTMENT ADVISORS LLC

ADVISOR EDGE FINANCIAL GROUP, LTD | AHM ASSET MANAGEMENT, LLC | BANNERMAN WEALTH MANAGEMENT GROUP | BLACK ROCK CAPITAL PARTNERS, LLC | BLAKE GROUP ADVISORS | BREWER INVESTMENT ADVISERS, LLC | BREWER INVESTMENT ADVISOR, LLC | BREWER INVESTMENT ADVISORS LLC | BREWER INVESTMENT ADVISORS, LLC | BREWER INVESTMENT GROUP | BREWER INVESTMENT GROUP, LLC | BRICKEY WEALTH MANAGEMENT, LLC | CFS INVESTMENT GROUP, LLC | CORE FINANCIAL ADVISORY, LLC | DOGWOOD CAPITAL MANAGEMENT, LLC | GRANITE MANAGED FINANCIAL SERVICES, LLC | GRECO PLANNING GROUP, INC | GROSSMAN COHEN & DIAMOND, LLC | GUY ABBANAT AND ASSOCIATES, LLC | M-G FINANCIAL, INC | MARNELL FINANCIAL SERVICES, LTD, A DIVISION OF ADVISOR EDGE FINANCIAL GROUP | PIVOTAL FINANCIAL, LLC | RFW WEALTH ADVISORS | SAI FINANCIAL SERVICES, INC, A DIVISION OF ADVISOR EDGE FINANCIAL GROUP | STEVE BROWN AND ASSOCIATES, LLC | STOCKTON WOLF AND ASSOCIATES | UNITED FINANCIAL SOLUTIONS | WARSON CAPITAL PARTNERS, LLC

CRD#: 134631 / SEC#: 801-68768

Contact Information

Main Address

303 East Wacker Drive 25th Floor, Chicago, IL 60601

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 1999About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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