Manuel P. Ramos
Professional summary
Manuel Paul Ramos, who also goes by Manny Ramos, is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in New York, New York.
Manuel is registered as a RR (Registered Representative) and started their career in finance in 2004. Manuel has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Manuel Paul Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2018 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 29 Broadway Suite 1800, New York, NY 10006January 3, 2007 - May 31, 2018
WINDSOR STREET CAPITAL, LP
September 8, 2005 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
June 25, 2004 - September 27, 2005
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2019)
(1/15/2019)
(10/30/2018)
(2/22/2019)
(4/30/2019)
(2/22/2019)
(5/21/2018)
(6/20/2018)
(1/16/2019)
(6/25/2018)
(6/19/2018)
(7/2/2018)
(5/21/2018)
(9/12/2018)
(6/19/2018)
(5/22/2018)
(7/9/2018)
(6/21/2018)
(6/29/2018)
(6/21/2018)
(1/15/2019)
(9/12/2018)
(4/4/2019)
(5/21/2018)
(5/21/2018)
(5/21/2018)
(8/9/2018)
(1/14/2019)
(5/21/2018)
(6/20/2018)
(7/23/2018)
(5/21/2018)
(7/2/2018)
(5/21/2018)
(1/15/2019)
(5/21/2018)
(5/21/2018)
(4/22/2019)
(5/21/2018)
(5/21/2018)
(1/30/2019)
(5/21/2018)
(2/27/2019)
Exams
FINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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