Scott M. Toohig

FORESIDE FUNDS DISTRIBUTORS LLC

Mclean, VA 22102

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CRD#: 4085008

Professional summary

Scott Michael Toohig, CIMA®, who also goes by Scott Toohig, is a registered financial professional currently at FORESIDE FUNDS DISTRIBUTORS LLC located in Mclean, Virginia.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Toohig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Toohig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 7, 2025 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 1753 Pinnacle Dr. 12th Floor, Mclean, VA 22102

CRD#: 31334

Mclean, VA

Past

October 7, 2004 - February 13, 2025

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

NEW YORK, NY

Past

April 2, 2002 - December 31, 2002

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

January 10, 2001 - March 27, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 23, 2000 - August 1, 2000

TRIDENT PARTNERS LTD.

CRD#: 41258

WOODBURY, NY

Past

January 2, 2000 - June 7, 2000

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/7/2025)

Connecticut
(3/7/2025)

Delaware
(3/7/2025)

District of Columbia
(3/7/2025)

Maine
(3/7/2025)

Maryland
(3/7/2025)

Massachusetts
(3/7/2025)

New Hampshire
(3/7/2025)

New Jersey
(3/7/2025)

New York
(3/7/2025)

Pennsylvania
(3/7/2025)

Rhode Island
(3/7/2025)

Vermont
(3/7/2025)

Virginia
(3/7/2025)

Exams

State Security Law Exam

Series 63

Date: 1/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/5/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/30/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/12/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334 / SEC#: , 8-45467

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VP/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott M. Toohig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Toohig's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAZARD ASSET MANAGEMENT SECURITIES LLC

LAZARD FRERES & CO. LLC

MORGAN STANLEY DW INC.

TRIDENT PARTNERS LTD.

FIRST MONTAUK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/2000

SIE

Date: 10/1/2018

Series 31

Date: 10/5/2012

Series 7

Date: 12/30/1999

Series 24

Date: 9/12/2006

FINRA

Current Firm

FORESIDE FUNDS DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUNDS DISTRIBUTORS LLC

TRUST BUT VERIFY

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