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DC

Dennis John Cunningham Ii

AIF®, ChFC®, CLU®

SPC

IRVINE, CA

·CRD# 4085005·26 years experience

Professional Summary

Dennis John Cunningham II, AIF®, ChFC®, CLU® is a registered financial advisor currently at SPC located in Irvine, California and PARKLAND SECURITIES, LLC located in Irvine, California. Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Dennis has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®

Accredited Investment Fiduciary

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Years of Experience

26 years in the financial services industry

Current & Past Employments

SPC·CRD# 110692

RIA

9890 Research Drive Suite 200, Irvine, CA 92618

June 7, 2007 - Present

PARKLAND SECURITIES, LLC·CRD# 115368

BD

9890 Research Drive Suite 200, Irvine, CA 92618

May 1, 2007 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164

RIA

Anaheim, CA

January 30, 2003 - May 7, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164

BD

Anaheim, CA

October 25, 2002 - May 7, 2007

NEXT FINANCIAL GROUP, INC.·CRD# 46214

BD

Houston, TX

November 8, 2001 - October 28, 2002

OSAIC WEALTH, INC.·CRD# 23131

BD

Scottsdale, AZ

December 7, 1999 - November 9, 2001

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Current Firm

SP

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - SEC (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - Alaska (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - Arizona (2/14/2002 Terminated)

California

Registered Investment Advisory firm - California (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - Colorado (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - Delaware (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - Hawaii (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - Montana (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - New Hampshire (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - New Mexico (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - New York (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - Rhode Island (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - Tennessee (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - Utah (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (1/30/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Phone Number

(734) 663-1611

# of Employees

471

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPC FORM ADV BROCHURE (5/7/2026)

SPC FORM ADV WRAP FEE PROGRAM BROCHURE (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

26,433

AUM (Assets Under Management)

$6,102,465,817

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PRECISION WEALTH FINANCIAL & INSURANCE SVCS. 9890 RESEARCH DRIVE, #200, IRVINE, CA 92618; INVEST-RLTED. PRESIDENT, PARTNER, INSURANCE AGENT, 50% OWNER, 20 HRS/MTH. START DATE 02/2006, OFFERS FINANCIAL SERVICES, SELLS VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES W-2 INCOME ON INSURANCE THROUGH PRECISION WEALTH. FEE BASED PLANNING THROUGH SIGMA PLANNING CORPORATION. 2. 50% OWNER OF DOUBLE DRAGON ENTERPRISES LLC WITH MICAH FRANKEL (Parkland Rep). DOUBLE DRAGON OWNS OUR BUILDING THAT WE WORK IN AND OPERATE OUR BUSINESS FROM. 3. 50% owner of Precision Management, LLC along with Micah Frankel (Parkland Rep). It is an entity we have set up to purchase additional real estate property. Start date: 1/5/17, approx. 2 hrs/mo with 50% during market hours. 4. 50% owner of Precision Health Management, a holding company for the ownership shares of Complex Healthcare Solutions based in Fort Worth, TX. Start date: 12/1/19, approx. 5-6 hrs/mo, 4 hrs during mkt hrs. Not investment related. 5. Board member and 25% owner of Complex Healthcare Solutions based in Houston, TX. Role consists of sales team and process development, improvement of operations procedures and client communication systems. Start date: 12/1/19, approx. 5-6 hrs/mo, 4 hrs during mkt hrs. Not investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SP

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - SEC (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - Alaska (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - Arizona (2/14/2002 Terminated)

California

Registered Investment Advisory firm - California (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - Colorado (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - Delaware (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - Hawaii (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - Montana (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - New Hampshire (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - New Mexico (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - New York (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - Rhode Island (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - Tennessee (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - Utah (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (1/30/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(5/1/2007)

IAR

California
(6/7/2007)

RR

Texas
(2/11/2020)

IAR

Texas
(2/12/2020)

RR

Utah
(5/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Dennis John Cunningham II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DC

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