DC
Dennis J. Cunningham
SPC
IRVINE, CA 92618
Some features on this profile are disabled
CRD#: 4085005
DC
Professional summary
Dennis John Cunningham II, AIF®, ChFC®, CLU® is a registered financial advisor currently at SPC located in Irvine, California and PARKLAND SECURITIES, LLC located in Irvine, California.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Dennis has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PRECISION WEALTH FINANCIAL & INSURANCE SVCS. 9890 RESEARCH DRIVE, #200, IRVINE, CA 92618; INVEST-RLTED. PRESIDENT, PARTNER, INSURANCE AGENT, 50% OWNER, 20 HRS/MTH. START DATE 02/2006, OFFERS FINANCIAL SERVICES, SELLS VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES W-2 INCOME ON INSURANCE THROUGH PRECISION WEALTH. FEE BASED PLANNING THROUGH SIGMA PLANNING CORPORATION.
2. 50% OWNER OF DOUBLE DRAGON ENTERPRISES LLC WITH MICAH FRANKEL (Parkland Rep). DOUBLE DRAGON OWNS OUR BUILDING THAT WE WORK IN AND OPERATE OUR BUSINESS FROM.
3. 50% owner of Precision Management, LLC along with Micah Frankel (Parkland Rep). It is an entity we have set up to purchase additional real estate property. Start date: 1/5/17, approx. 2 hrs/mo with 50% during market hours.
4. 50% owner of Precision Health Management, a holding company for the ownership shares of Complex Healthcare Solutions based in Fort Worth, TX. Start date: 12/1/19, approx. 5-6 hrs/mo, 4 hrs during mkt hrs. Not investment related.
5. Board member and 25% owner of Complex Healthcare Solutions based in Houston, TX. Role consists of sales team and process development, improvement of operations procedures and client communication systems. Start date: 12/1/19, approx. 5-6 hrs/mo, 4 hrs during mkt hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis John Cunningham II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 7, 2007 - Present
SPC
Office #1: 9890 Research Drive Suite 200, Irvine, CA 92618RIA
CRD#: 110692
IRVINE, CA
Current
May 1, 2007 - Present
PARKLAND SECURITIES, LLC
Office #1: 9890 Research Drive Suite 200, Irvine, CA 92618BD
CRD#: 115368
Irvine, CA
Past
January 30, 2003 - May 7, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ANAHEIM, CA
Past
October 25, 2002 - May 7, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ANAHEIM, CA
Past
November 8, 2001 - October 28, 2002
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Past
December 7, 1999 - November 9, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/1/2007)
IAR
California(6/7/2007)
RR
Texas(2/11/2020)
IAR
Texas(2/12/2020)
RR
Utah(5/31/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
