James A. Heine

INVESTMENT COUNSELORS OF REDLANDS LLC

Redlands, CA 92373

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CRD#: 4084769

Professional summary

James Ansley Heine, AIF® is a registered financial advisor currently at INVESTMENT COUNSELORS OF REDLANDS LLC located in Redlands, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ansley Heine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 5, 2006 - Present

INVESTMENT COUNSELORS OF REDLANDS LLC

Office #1: 101 E. Redlands Blvd. #138, Redlands, CA 92373

RIA

CRD#: 137470

Redlands, CA

Past

April 6, 2006 - December 31, 2009

TRIAD ADVISORS LLC

CRD#: 25803

REDLANDS, CA

Past

April 30, 2001 - April 5, 2006

SMART INVESTMENTS ADVISORY INCORPORATED

RIA

CRD#: 107778

REDLANDS, CA

Past

January 2, 2001 - April 5, 2006

THE SEIDLER COMPANIES INCORPORATED

CRD#: 3911

REDLANDS, CA

Past

February 7, 2000 - January 2, 2001

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/5/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/4/2000

General Securities Representative Examination

Current Firm

INVESTMENT COUNSELORS OF REDLANDS LLC

CRD#: 137470 / SEC#: 801-65513

RIA

Registered Investment Advisory firm - (7/12/2012 Terminated)

California

Registered Investment Advisory firm - (7/12/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 E. Redlands Blvd. #138, Redlands, CA 92373

Mailing Address

Phone number

(909) 792-0711

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	358
AUM (Assets Under Management)	$ 93,451,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James A. Heine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ansley Heine's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT COUNSELORS OF REDLANDS LLC

TRIAD ADVISORS LLC

SMART INVESTMENTS ADVISORY INCORPORATED

THE SEIDLER COMPANIES INCORPORATED

INDEPENDENT FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2000

Series 7

Date: 2/4/2000

Current Firm

INVESTMENT COUNSELORS OF REDLANDS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENT COUNSELORS OF REDLANDS LLC

TRUST BUT VERIFY

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