MS
Michael A. Spiegler
NAVION WEALTH ADVISORS
ABINGDON, VA 24210
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CRD#: 4084587
MS
Professional summary
Michael Anthony Spiegler is a registered financial advisor currently at NAVION WEALTH ADVISORS, LLC located in Abingdon, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(Spiegler Blevins & Company, PC); Not investment-related; 848 French Moore Jr Blvd Abingdon, VA 24210; Accounting Firm; Partner ; 2/1993; approximately 160 hours per month - all during trading hours; Certified Public Accountant. (COLONIAL PROPERTYASSOCIATES), LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE LESSOR START DATE: 11/2008POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RENTCOMMERCIAL REAL ESTATE. (JOHNSTON MEMORIAL HEALTHCARE FOUNDATION, INC. DBA WELLSPRING) INVESTMENT RELATED: NO, ADDRESS: 851FRENCH MORR JR BLVD, ABINGDON, VA 24210, NATURE OF BUSINESS: HEALTH CARE, START DATE: 07/2016, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER AND SECRETARY OFTHE BOARD, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: SECRETARY OF THE BOARD.RESPONSIBLE FOR MAINTAINING RECORDS AND DOCUMENTS ASSOCIATED WITH BOARD ACTIVITY. (VIRGINIA HIGHLANDS SMALL BUSINESSINCUBATOR) INVESTMENT RELATED: NO ADDRESS: 851 FRENCH MOORE JR BLVD ABINGDON VA NATURE OF BUSINESS: BOARD MEMBER START DATE: 07/2011POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES:BOARD MEMBER - ATTEND MEETINGS, ATTRACT START UP BUSINESSES. (VHCC EDUCATION FOUNDATION) INVESTMENT RELATED: NO ; ADDRESS:100 VHCC DRIVE ABINGDON VA 24210 ; NATURE OF BUSINESS: COMMUNITY / CHARITABLE BOARD START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APXNUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: SERVE ON FINANCE COMMITTEE AND INVESTMENTCOMMITTEE ;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Spiegler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2024 - Present
NAVION WEALTH ADVISORS, LLC
Office #1: 1096 Ole Berry Dr.,, Abingdon, VA 24210RIA
CRD#: 330645
ABINGDON, VA
Past
January 17, 2017 - November 7, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ABINGDON, VA
Past
September 11, 2014 - November 8, 2023
CWM, LLC
RIA
CRD#: 155344
ABINGDON, VA
Past
December 6, 2013 - September 11, 2014
GAAM WEALTH ADVISORS, INC.
RIA
CRD#: 140446
ABINGDON, VA
Past
June 27, 2003 - May 6, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ABINGDON, VA
Past
August 31, 2000 - January 19, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
ABINGDON, VA
Past
March 17, 2000 - September 14, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(5/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NAVION WEALTH ADVISORS, LLC
NAVION WEALTH ADVISORS, LLC
CRD#: 330645 / SEC#:
Virginia
Registered Investment Advisory firm - (5/18/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1096 Ole Berry Dr.,, Abingdon, VA 24210
Mailing Address
Phone number
(276) 525-4580
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Company Information
NAVION WEALTH ADVISORS, LLC
CRD#: 330645Abingdon, VA 24210TRUST BUT VERIFY
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