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MS

Michael A. Spiegler

NAVION WEALTH ADVISORS
ABINGDON, VA 24210
Some features on this profile are disabled
CRD#: 4084587
MS

Professional summary

Michael Anthony Spiegler is a registered financial advisor currently at NAVION WEALTH ADVISORS, LLC located in Abingdon, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Spiegler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2024 - Present

NAVION WEALTH ADVISORS, LLC

Office #1: 1096 Ole Berry Dr.,, Abingdon, VA 24210
RIA
CRD#: 330645
ABINGDON, VA
Past

January 17, 2017 - November 7, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
ABINGDON, VA
Past

September 11, 2014 - November 8, 2023

CWM, LLC

RIA
CRD#: 155344
ABINGDON, VA
Past

December 6, 2013 - September 11, 2014

GAAM WEALTH ADVISORS, INC.

RIA
CRD#: 140446
ABINGDON, VA
Past

June 27, 2003 - May 6, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
ABINGDON, VA
Past

August 31, 2000 - January 19, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
ABINGDON, VA
Past

March 17, 2000 - September 14, 2000

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(5/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/26/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/16/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NW
NAVION WEALTH ADVISORS, LLC
NAVION WEALTH ADVISORS, LLC

CRD#: 330645 / SEC#:

Virginia
Registered Investment Advisory firm - (5/18/2024 Approved)
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Contact information

Main Address
1096 Ole Berry Dr.,, Abingdon, VA 24210
Mailing Address
Phone number
(276) 525-4580
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Red Flags

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Company Information

NAVION WEALTH ADVISORS, LLC

CRD#: 330645Abingdon, VA 24210

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