Sandra J. Rygel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Jane Rygel was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1971. Sandra had worked at 3 firms and has passed the Series 63, Series 65, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2004 - February 4, 2019
LAUREL GROVE CAPITAL LLC
August 24, 1992 - July 22, 1993
PAYDEN & RYGEL DISTRIBUTORS
August 26, 1971 - October 19, 1983
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/23/1971
Registered Representative ExaminationCurrent Firm
LAUREL GROVE CAPITAL LLC
CRD#: 107503 / SEC#: 801-50514
Contact information
Red Flags
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