Imtiaz A. Khan
Professional summary
Imtiaz A Khan, who also goes by Raana Khan, is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in New York, New York.
Imtiaz is registered as a RR (Registered Representative) and started their career in finance in 2006. Imtiaz has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Imtiaz A Khan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2018 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 29 Broadway Suite 1800, New York, NY 10006July 21, 2006 - May 31, 2018
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2018)
(10/22/2018)
(6/17/2019)
(10/19/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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