Thomas F. Ryder

TGA CAPITAL MANAGEMENT

Braintree, MA 02184

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CRD#: 408411

Professional summary

Thomas Francis Ryder JR, who also goes by Tom Ryder, is a registered financial advisor currently at TGA CAPITAL MANAGEMENT located in Braintree, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Ryder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Ryder JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2009 - Present

TGA CAPITAL MANAGEMENT

Office #1: 25 Braintree Hill Office Park, Braintree, MA 02184Office #2: 297 North Street, Hyannis, MA 02601

RIA

CRD#: 131629

Braintree, MA

Past

January 2, 2004 - January 4, 2006

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

August 30, 1999 - December 31, 2003

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

July 15, 1993 - September 1, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 8, 1986 - June 18, 1993

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

November 10, 1975 - November 13, 1976

WADDELL & REED

CRD#: 866

Past

January 15, 1973 - December 21, 1975

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

January 15, 1973 - December 21, 1975

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 15, 1973 - December 21, 1975

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/19/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/24/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 1/9/1973

Registered Representative Examination

Current Firm

TGA CAPITAL MANAGEMENT

TGA CAPITAL MANAGEMENT | THE GREEN AGENCY,DBA | THE GREEN AGENCY

CRD#: 131629 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/19/1994 Approved)

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Contact information

Main Address

25 Braintree Hill Office Park, Braintree, MA 02184

Mailing Address

P/o/ Box 2380, Manomet, MA 02345-2380

Phone number

(508) 224-9646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 34,023,448

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas F. Ryder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Ryder JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITOL SECURITIES MANAGEMENT, INC.

TIER ONE PARTNERS, INC.

PRUCO SECURITIES, LLC.

TIER ONE PARTNERS, INC.

WADDELL & REED

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2009

Series 63

Date: 3/24/1986

Series 6

Date: 3/24/1986

Series 1

Date: 1/9/1973

Current Firm

TGA CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TGA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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