Nathan B. Clements
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Blake Clements, who also goes by Nathan B Clements, Nathan Clements, Nathan Blake Clements, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2000. Nathan had worked at 5 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2025 - July 14, 2026
EPI FINANCIAL GROUP
November 14, 2024 - October 24, 2025
LPL ENTERPRISE, LLC
November 14, 2024 - October 24, 2025
LPL ENTERPRISE, LLC
February 20, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
February 16, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
June 1, 2009 - May 5, 2023
MORGAN STANLEY
June 1, 2009 - May 5, 2023
MORGAN STANLEY
November 27, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 21, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
EPI FINANCIAL GROUP
CRD#: 174160 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 6,855,452 |
Red Flags
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