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JR

James Peter Rybeck

CRD# 408369·Registered 1954 - 2000
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Peter Rybeck, who also goes by James Peter Pybeck, James P Rybeck, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1954 - 2000. James had worked at 2 firms and has passed the Series 63 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Peter Pybeck, James P Rybeck

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

72 years in the financial services industry

Current & Past Employments

DETWILER FENTON & CO.·CRD# 1794
BD
Boston, MA
August 23, 1985 - March 30, 2000
WM. H. RYBECK & CO., INC.·CRD# 3249
BD
June 17, 1954 - July 29, 1985

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Current Firm

DF
DETWILER FENTON & CO.

DETWILER FENTON & CO. | LCS BONDS & FINANCIAL MANAGEMENT (DIVISION OF DMFG) | FECHTOR, DETWILER & CO., INC. | DMC ADVISORY SERVICES (A DIVISION OF FECHTOR, DETWILER & CO.) | DMC ADVISORY SERVICES (A DIVISION OF DMFG) | DETWILER, MITCHELL, FENTON & GRAVES, INC. | DETWILER, MITCHELL FENTON & GRAVES, INC.

CRD#: 1794 / SEC#: 8-16324
BD
Terminated by SEC on 02/22/2019

Contact Information

Established

Massachusetts since 01/04/1971

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DETWILER FENTON GROUP, INC.HOLDING COMPANY—
FENTON, PETER DELIMACEO, PRESIDENT, CCO2334505
KAPPOTIS, ERNEST DFINOP—

Disclosures

Regulatory Event

6

Arbitration

7

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1979About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JR
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