James P. Rybeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Peter Rybeck, who also goes by James Peter Pybeck, James P Rybeck, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1954. James had worked at 2 firms and has passed the Series 63 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 1985 - March 30, 2000
DETWILER FENTON & CO.
June 17, 1954 - July 29, 1985
WM. H. RYBECK & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DETWILER FENTON & CO.
CRD#: 1794 / SEC#: , 8-16324
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DETWILER FENTON GROUP, INC. | HOLDING COMPANY | |
| FENTON, PETER DELIMA | CEO, PRESIDENT, CCO | 2334505 |
| KAPPOTIS, ERNEST D | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
