WR
William A. Ryan
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CRD#: 408342
WR
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Alward Ryan JR, who also goes by William A Ryan Jr, William Ryan Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1961. William had worked at 5 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
William A Ryan Jr | William Ryan Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 21, 1988 - December 14, 1995
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
FORT ATKINSON, WI
Past
February 27, 1987 - March 21, 1988
WINDSOR EQUITY CORPORATION
BD
CRD#: 13093
Past
May 13, 1986 - March 17, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 4, 1981 - May 15, 1986
CHARTER SECURITIES CORPORATION
BD
CRD#: 7062
Past
November 9, 1961 - December 28, 1981
GENERAL INVESTMENT SALES CORPORATION
BD
CRD#: 347
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COORDINATED CAPITAL SECURITIES, INC.
CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI
CRD#: 14762 / SEC#: 801-111070, 8-31173
RIA
Registered Investment Advisory firm - SEC (8/31/2017 Approved)California
Registered Investment Advisory firm - SEC (10/8/2017 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/12/2017 Terminated)Connecticut
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)Florida
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/18/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (1/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (9/11/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/1/2011 Terminated)Missouri
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)New Mexico
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)North Carolina
Registered Investment Advisory firm - SEC (9/6/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Tennessee
Registered Investment Advisory firm - SEC (9/7/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Virginia
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)Washington
Registered Investment Advisory firm - SEC (10/23/2007 Terminated)West Virginia
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 1
Date: 11/9/1961
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 00
Date: 4/23/1971
General Securities Principal ExaminationCurrent Firm
CC
COORDINATED CAPITAL SECURITIES, INC.
CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI
CRD#: 14762 / SEC#: 801-111070, 8-31173
RIA
Registered Investment Advisory firm - SEC (8/31/2017 Approved)California
Registered Investment Advisory firm - SEC (10/8/2017 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/12/2017 Terminated)Connecticut
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)Florida
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/18/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (1/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (9/11/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/1/2011 Terminated)Missouri
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)New Mexico
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)North Carolina
Registered Investment Advisory firm - SEC (9/6/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Tennessee
Registered Investment Advisory firm - SEC (9/7/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Virginia
Registered Investment Advisory firm - SEC (9/5/2017 Terminated)Washington
Registered Investment Advisory firm - SEC (10/23/2007 Terminated)West Virginia
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (9/8/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
229 S Main Street, Fort Atkinson, WI 53538
Mailing Address
229 S Main Street, Fort Atkinson, WI 53538
Phone number
(608) 221-4545
Established
Wisconsin since 11/29/1982
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
38
SEC notice filing (17 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 248 |
| AUM (Assets Under Management) | $ 159,932,138 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2025 | ||
| 12/18/2024 | ||
| 10/18/2023 | ||
| 01/05/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
