Walter R. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Ridgway Ryan JR, who also goes by Walt Ryan, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1973. Walter had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2003 - November 17, 2003
UNITED HERITAGE FINANCIAL SERVICES, INC.
November 24, 1999 - January 3, 2003
MONY SECURITIES CORPORATION
March 12, 1990 - November 8, 1999
SUNSET FINANCIAL SERVICES, INC.
November 19, 1989 - February 28, 1990
OSAIC WEALTH, INC.
July 18, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 11, 1985 - July 2, 1986
CHRISTOPHER WEIL & COMPANY, INC
April 5, 1982 - February 25, 1986
INVESTMENT MARKETING, INC.
November 8, 1981 - March 25, 1982
LPL FINANCIAL LLC
June 14, 1976 - October 29, 1981
SECURITIES MANAGEMENT & RESEARCH, INC.
November 6, 1973 - July 23, 1976
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/3/1973
Registered Representative ExaminationCurrent Firm
UNITED HERITAGE FINANCIAL SERVICES, INC.
CRD#: 35316 / SEC#: , 8-46649
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED HERITAGE FINANCIAL GROUP | OWNER | |
| BAKER, GEOFFREY MORGAN | GENERAL COUNSEL/VICE PRESIDENT | 4760890 |
| DELANA, KENT MICHAEL | GENERAL SECURITIES PRINCIPAL CHEIF COMPLIANCE OFFICER/DIRECTOR | 2647282 |
| HALL, RICHARD EDGAR | CHAIRMAN | |
| JOHNSON, DENNIS LANE | VICE PRESIDENT/DIRECTOR | 2418282 |
| SMITH, RODNEY L | VICE CHAIRMAN | |
| WINDERL, JACK JAY | PRESIDENT/DIRECTOR | 2545413 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
