LA
Lynette E. Atchley
CETERA INVESTMENT ADVISERS LLC
RIVERSIDE, CA 92506
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CRD#: 4083297
LA
Professional summary
Lynette Eileen Atchley, CFP®, who also goes by Lynette Eileen Ludwig, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Riverside, California and CETERA FINANCIAL SPECIALISTS LLC located in Riverside, California.
Lynette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lynette has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lynette Eileen Ludwig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MCDERMITH GALEN SANDERS RAY AND ATCHLEY LLC, NOT INVEST REL, SAME AS REGISTERED ADDRESS, COMMERCIAL RENTAL PROPERTY, START 12/01/04, .5HR/WK DURING TRADING, OWNER, MANAGEMENT DECISIONS FOR BUILDING AND PREPARE TAX RETURNS. 2) NAME OF OTHER BUSINESS: CPA FINANCIAL ADVISORS, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA SERVICES; START DATE: 01/01/2016; POSITION/TITLE/RELATIONSHIP: CEO/MANAGING DIRECTOR; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF TEAM PREPARING TAX RETURNS AND ACCOUNTING FUNCTIONS FOR CLIENTS. 3) NAME OF OTHER BUSINESS: C L ROBERT PLUMBING, HEATING & AIR, INC. INVESTMENT RELATED: NO ADDRESS: 6864 INDIANA AVE STE 200,B, RIVERSIDE, CA 92506,NATURE OF BUSINESS: PLUMBING, HEATING & AIR START DATE: 10/2024, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: CEO AND SECRETARY, BRIEF DESCRIPTION OF DUTIES: FINANCIAL OVERSIGHT, PAYROLL, INCOME TAX PREPARATION, ACCOUNTING SUPPORT AND SECRETARY DUTIES; 4) NAME OF OTHER BUSINESS: CALCPA; INVESTMENT RELATED: NO; ADDRESS: 500 CAPITAL MALL, STE 1760, SACRAMENTO, CA 95814; NATURE OF BUSINESS: CPA ASSOCIATION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: CHAIR PERSON; APX NUMBER OF HOURS PER WEEK: .25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CHAIR A COMMITTEE OF CPAS WHO ARE FINANCIAL PLANNERS; 5) NAME OF OTHER BUSINESS: THE HOLLOWAY GROUP; INVESTMENT RELATED: NO; ADDRESS: 5060 CALIFORNIA AVE STE 710 BAKERSFIELD, CA 93309; NATURE OF BUSINESS: ENVIRONMENTAL; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: APPOINTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN BOARD MEETINGS, PROVIDE GUIDANCE AND OVERSIGHT FOR BUSINESS DECISIONS AND ACTIVITIES; 6) N/A, INVESTMENT RELATED, IRVINE, CA, 92606, TRUST, STARTED 11/2003, POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PREPARE TAXES, PROVIDE GUIDANCE, COACH THROUGH FINANCIAL DECISIONS, AND MAINTAIN BENEFICIARY LIST; 7) NAME OF OTHER BUSINESS: REBIRTH HOMES INC; INVESTMENT RELATED: NO; ADDRESS: 6529 RIVERSIDE AVE STE 100, RIVERSIDE, CA 92506; NATURE OF BUSINESS: BOARD; START DATE: 5/2013; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER & CHIEF FINANCIAL OFFICER: APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BOARD GOVERNANCE & REPORT FINANCIAL INFORMATION TO BOARD - ACCOUNTING, TAX PREPARATION, BUDGETING, TRAINING & OVERSIGHT;
CRS (Client Relationship Summary) - RIA
Click below to view Lynette Eileen Atchley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
April 18, 2000 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6864 Indiana Ave Ste 200, Riverside, CA 92506RIA
CRD#: 105644
RIVERSIDE, CA
Current
February 16, 2000 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 6864 Indiana Ave Ste 200, Riverside, CA 92506BD
CRD#: 10358
Riverside, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/2016)
RR
California(2/16/2000)
IAR
California(4/18/2000)
RR
Illinois(1/4/2016)
RR
Indiana(4/23/2020)
RR
Iowa(10/31/2016)
RR
Missouri(1/2/2021)
RR
Nevada(8/10/2018)
RR
New York(5/29/2024)
RR
North Carolina(5/16/2022)
RR
Ohio(1/4/2016)
RR
Oregon(10/31/2016)
RR
Tennessee(7/3/2023)
RR
Texas(5/29/2024)
IAR
Texas(5/29/2024)
RR
Washington(1/13/2021)
RR
Wyoming(5/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
