Jonathan A. Phelan

WATERFORD FINANCIAL MANAGEMENT

Fair Haven, MI 48023

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CRD#: 4083286

Professional summary

Jonathan Alan Phelan, CFP®, who also goes by Phelan, is a registered financial advisor currently at WATERFORD FINANCIAL MANAGEMENT, LLC located in Fair Haven, Michigan.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR, THOMPSON-PHELAN GROUP, INC., NON-INVESTMENT RELATED, 9834 DIXIE HWY., ANCHORVILLE, MI 48004, GENERAL CONTRACTOR, JUNE 2007, 4 HOURS PER MONTH ALL DURING TRADING HOURS, OVERSEE AND PROVIDE GUIDANCE TO FIRM MANAGEMENT FOR THE OPERATIONS OF THE FIRM. MEMBER OF Dixieville Leasing Co., LLC. This is a real estate investing and management business. I spend about 4 hours per year on bookkeeping duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Alan Phelan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

May 21, 2010 - Present

WATERFORD FINANCIAL MANAGEMENT, LLC

Office #1: 9834 Dixie Hwy., Fair Haven, MI 48023

RIA

CRD#: 143810

Fair Haven, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/21/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WATERFORD FINANCIAL MANAGEMENT, LLC

CRD#: 143810 / SEC#:

Michigan

Registered Investment Advisory firm - (6/26/2007 Approved)

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Contact information

Main Address

9834 Dixie Hwy., Fair Haven, MI 48023

Mailing Address

P.o. Box 302, Anchorville, MI 48004

Phone number

(810) 354-2055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	124
AUM (Assets Under Management)	$ 37,812,038

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan A. Phelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Alan Phelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATERFORD FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

WATERFORD FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WATERFORD FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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