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PV

Paul A. Vander Vort

HENNEPIN PARTNERS LLC
MINNEAPOLIS, MN 55402
Some features on this profile are disabled
CRD#: 4083253
PV

Professional summary

Paul Andrew Vander Vort is a registered financial professional currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2001. Paul has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Andrew Vander Vort's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2020 - Present

HENNEPIN PARTNERS LLC

Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402
BD
CRD#: 153034
MINNEAPOLIS, MN
Past

March 2, 2012 - February 10, 2020

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
Minneapolis, MN
Past

June 23, 2008 - March 26, 2012

MARKS BAUGHAN SECURITIES LLC

BD
CRD#: 132652
MINNEAPOLIS, MN
Past

January 24, 2001 - April 1, 2003

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(2/13/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HP
HENNEPIN PARTNERS LLC
HENNEPIN PARTNERS | QUETICO PARTNERS LLC | ITASCA PARTNERS LLC | HENNEPIN PARTNERS LLC

CRD#: 153034 / SEC#: , 8-68498

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
650 3rd Ave S. Suite 1500, Minneapolis, MN 55402
Mailing Address
650 3rd Ave S. Suite 1500, Minneapolis, MN 55402
Phone number
(612) 259-4990
Established
Minnesota since 01/27/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RYTO CORPORATIONSHAREHOLDER
BEATON, DANIEL STEWARTFINOP, CFO4240769
FROMMELT, JAMES MATTHEWMANAGING DIRECTOR, CCO, EXEC REP4474012
KIERNAT, ROBERT BRUCEMANAGING DIRECTOR, AML SUPER.3003967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HENNEPIN PARTNERS LLC

CRD#: 153034Minneapolis, MN 55402

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