Matthew B. Coughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Brian Coughlin was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2001. Matthew had worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - September 14, 2022
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 15, 2019
RETIREONE INVESTMENT SERVICES, LLC
July 31, 2012 - April 22, 2016
SANDERS MORRIS LLC
July 27, 2012 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
January 14, 2009 - December 16, 2011
GROVE POINT INVESTMENTS, LLC
January 9, 2009 - December 16, 2011
GROVE POINT INVESTMENTS, LLC
November 17, 2008 - December 1, 2008
NATIONWIDE SECURITIES, LLC
July 12, 2005 - November 9, 2007
CINCINNATI ANALYSTS, INC.
May 26, 2004 - November 9, 2007
CINCINNATI ANALYSTS, INC.
July 5, 2002 - October 27, 2003
SUNAMERICA SECURITIES, INC.
May 13, 2002 - October 27, 2003
SUNAMERICA SECURITIES, INC.
May 13, 2002 - October 27, 2003
SPELMAN & CO., INC.
May 13, 2002 - October 27, 2003
SENTRA SECURITIES CORPORATION
September 7, 2001 - January 7, 2002
E*TRADE SECURITIES LLC
February 14, 2001 - June 19, 2001
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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