Scott W. Ryan
Professional summary
Scott William Ryan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Scott had worked at 4 firms, which includes RYAN & COMPANY LP, WALSH GREENWOOD & CO., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, GOLDMAN SACHS & CO. LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1988 - April 30, 2004
RYAN & COMPANY, LP
August 10, 1983 - June 9, 1988
WALSH, GREENWOOD & CO.
July 17, 1980 - July 12, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 1973 - July 25, 1980
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/26/2001
Limited Representative-Equity Trader ExamSeries 15
Date: 11/7/1984
Foreign Currency Options ExaminationPC
Date: 8/10/1983
AMEX Put and Call ExamSeries 5
Date: 9/24/1981
Interest Rate Options ExaminationSeries 1
Date: 12/6/1973
Registered Representative ExaminationSeries 8
Date: 12/2/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RYAN & COMPANY, LP
CRD#: 21669 / SEC#: , 8-39027
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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