John B. Mattox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Byron Mattox was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2018 - November 12, 2018
OKCOIN SECURITIES LLC
October 24, 2007 - September 30, 2016
ING FINANCIAL MARKETS LLC
September 15, 2003 - November 10, 2003
ESSEX NATIONAL SECURITIES, LLC
April 18, 2002 - September 15, 2003
GATEWAY INVESTMENT SERVICES, INC.
January 2, 2000 - September 17, 2001
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OKCOIN SECURITIES LLC
CRD#: 136696 / SEC#: , 8-67038
Contact information
Documents
Red Flags
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