Robert K. Welsh
CETERA INVESTMENT ADVISERS LLC
EAGLE, CO 81631
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CRD#: 4082702
Professional summary
Robert Kent Welsh, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Eagle, Colorado and CETERA WEALTH SERVICES, LLC located in Eagle, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Butters Hollis and Associates, LLC~'NIR'~113 E. Fourth Street~Eagle~CO~81631~Accounting Services/Tax Preparation~Employee~2/11/2020~140hrs~110hrs~My activities are focused on tax preparation and tax return review for individuals, business entities and non-profit organizations. 2) BRUSH CREEK FINANCIAL PLANNING, LLC; POSITION: Member NATURE: LLC formed to provide administrative, operational and marketing support to 2 Avantax RRs/IARs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/20/2020 ADDRESS: PO Box 3184, Eagle CO 81631, United States DESCRIPTION: Meeting with clients, Marketing financial planning services, Business Management, Client Financial Planning, Client Investment Planning. 3) HOLLIS & ASSOCIATES; POSITION: part-time tax preparer NATURE: Public accounting firm, owned by an Enrolled Agent, providing: tax preparation services to individuals, corporations, partnerships, trusts; Payroll preparation and reporting services to small businesses; tax consulting; QuickBooks consulting; INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/15/2020; ADDRESS: 330 Broadway , Suite D, PO Box 1989, Eagle CO 81631, United States DESCRIPTION: ; Prepare corporation, partnership, trust & individual federal and state income tax returns; Individual and business tax consulting; On behalf of clients. Answer tax notices from the IRS & sate tax departments. 4) KENT WELSH, CPA; POSITION: Sole Proprietor NATURE: Public Accounting Services to include: Tax preparation Tax & Financial Planning Bookkeeping/write-up services Business Advisory Services, Small business/individual financial reporting; INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2022; ADDRESS: 960 Chambers Ave, A201, Eagle CO 81631, United States; DESCRIPTION: I will personally perform the services listed above/below; Tax preparation, Tax & Financial Planning, Bookkeeping/write-up services, Business Advisory Services, Small business/individual financial reporting 5)EAGLE COMMUNITY GARDENS POSITION: Treasurer NATURE: Eagle Community Gardens attempts to build community by increasing and enhancing community gardening. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: PO Box 5462, A201, Eagle CO 81631, United States DESCRIPTION: Deposit member feesPrepare checks to vendorsMaintain general ledger on QuickBooks Online 6) Chambers Professional Center Condo Association; Treasurer; Treasurer of a small, commercial Common Interest Realty Association wherein my office is located.� there are approximately 15 office condos in the association.; NIR; 1; 0; 03/19/2025; 960 Chambers Ave Eagle CO 81631; 1) review financial statements that are prepared by outside bookkeeper 2) assist President with various repair and operating decisions 3) sign checks when president is not available
CRS (Client Relationship Summary) - RIA
Click below to view Robert Kent Welsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1099 Capitol Street Suite #202, Eagle, CO 81631RIA
CRD#: 105644
EAGLE, CO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1099 Capitol Street Suite #202, Eagle, CO 81631BD
CRD#: 13572
Eagle, CO
Past
May 13, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Eagle, CO
Past
May 13, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Eagle, CO
Past
January 15, 2018 - May 14, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GUNNISON, CO
Past
November 3, 2017 - May 14, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GUNNISON, CO
Past
January 10, 2005 - February 12, 2008
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BLACKSBURG, VA
Past
July 23, 2004 - February 12, 2008
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BLACKSBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
IAR
Colorado(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Eagle, CO 81631TRUST BUT VERIFY
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