Scott R. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Reed Wilson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2013 - April 19, 2016
ADP BROKER-DEALER, INC.
January 11, 2013 - October 1, 2013
ONEAMERICA SECURITIES, INC.
October 25, 2012 - October 1, 2013
ONEAMERICA SECURITIES, INC.
April 27, 2006 - April 27, 2009
VOYA RETIREMENT ADVISORS, LLC
May 9, 2005 - September 1, 2005
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 26, 2003 - June 16, 2004
GPC SECURITIES, INC.
September 30, 2002 - March 10, 2003
NCF FINANCIAL SERVICES, INC.
September 30, 2002 - March 10, 2003
NCF FINANCIAL SERVICES, INC.
July 10, 2002 - September 30, 2002
INVEST FINANCIAL CORPORATION
June 5, 2002 - September 30, 2002
INVEST FINANCIAL CORPORATION
September 6, 2000 - December 15, 2000
BB&T INVESTMENT SERVICES, INC.
March 2, 2000 - April 20, 2000
SYNERGY INVESTMENT GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
