Patrick C. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Charles Ryan was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1970. Patrick had worked at 5 firms and has passed the Series 55, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2002 - July 6, 2005
SCOTT & STRINGFELLOW, LLC
September 16, 1992 - March 5, 2002
VELASCO SECURITIES, INC.
July 9, 1979 - July 29, 1992
JOHNSTON, LEMON & CO. INCORPORATED
February 24, 1978 - July 30, 1979
MORGAN STANLEY DW INC.
January 9, 1970 - February 24, 1978
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2000
Limited Representative-Equity Trader ExamPC
Date: 7/2/1979
AMEX Put and Call ExamSeries 1
Date: 2/5/1962
Registered Representative ExaminationCurrent Firm
SCOTT & STRINGFELLOW, LLC
CRD#: 6255 / SEC#: 801-40380, 8-1361
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BB&T CORPORATION | OWNER | |
| ROBBINS, GEORGE WILLIAM IV | BOARD OF MANAGERS | 2440106 |
| BALL, MICHAEL DOUGLAS | SENIOR MANAGING DIRECTOR / REGIONAL MANAGER | 1134463 |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR / BOARD OF MANAGERS | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT PRIVATE CLIENT GROUP/SENIOR MANAGING DIRECTOR/BOARD OF MANAGERS | 2723431 |
| DANIELS, KENNETH LUE | BOARD OF MANAGERS | 5562440 |
| GRIM, MERLIN T | SENIOR MANAGING DIRECTOR/FINANCIAL OPERATIONS & RISK OFFICER/BOARD OF MANAGERS | 1386380 |
| HARDY, WILLIAM EDWARD | SENIOR MANAGING DIRECTOR / HEAD OF DEBT CAPITAL MARKETS/BOARD OF MANAGERS | 1459645 |
| JOHNSON, HAL SWORDS | BOARD OF MANAGERS | 2932544 |
| JUNG, JOHN BERNARD JR | SR MANAGING DIR./CHIEF MARKETING OFFICER/BOARD OF MANAGERS | 1296163 |
| OSHEA, PATRICK ARTHUR | SENIOR MANAGING DIRECTOR/EQUITY CAPITAL MARKETS/BOARD OF MANAGERS | 1580879 |
| OWEN, MICHAEL COLE | SENIOR MANAGING DIRECTOR / REGIONAL MANAGER | 1146778 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER / FINOP /MANAGING DIRECTOR | 1664935 |
| SCOTT, SIDNEY BUFORD | CHAIRMAN/BOARD OF MANAGERS | 417234 |
| THOMPSON, JUSTIN SHANE | ROP | 3200997 |
| YATES, WILLIAM RUFUS III | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 4515188 |
Disclosures
| Regulatory Event | 37 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
