Kenneth J. Lanza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth John Lanza, who also goes by Kenneth J Lanza, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1999. Kenneth had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2010 - March 22, 2012
VERUS CAPITAL PARTNERS, LLC
July 26, 2010 - August 31, 2010
SECURITIES AMERICA ADVISORS, INC.
July 2, 2010 - March 1, 2012
SECURITIES AMERICA, INC.
December 22, 2009 - July 2, 2010
BANCWEST INVESTMENT SERVICES, INC.
December 10, 2009 - July 2, 2010
BANCWEST INVESTMENT SERVICES, INC.
April 7, 2009 - April 20, 2009
BANCWEST INVESTMENT SERVICES, INC.
March 19, 2009 - April 20, 2009
BANCWEST INVESTMENT SERVICES, INC.
October 28, 2008 - March 20, 2009
CHASE INVESTMENT SERVICES CORP.
October 28, 2008 - March 20, 2009
CHASE INVESTMENT SERVICES CORP.
April 29, 2008 - October 14, 2008
WELLS FARGO INVESTMENTS, LLC
June 26, 2007 - October 14, 2008
WELLS FARGO INVESTMENTS, LLC
June 29, 2006 - July 10, 2007
ALLSTATE FINANCIAL SERVICES, LLC
April 30, 2003 - March 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
October 31, 2001 - April 29, 2003
AMERIPRISE ADVISOR SERVICES, INC.
December 12, 2000 - January 17, 2001
FIRST ALLIED SECURITIES, INC.
December 10, 1999 - June 26, 2001
LADENBURG CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
VERUS CAPITAL PARTNERS, LLC
CRD#: 151568 / SEC#: 801-78989
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERUS CAPITAL PARTNERS, LLC
CRD#: 151568 / SEC#: 801-78989
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,392 |
| AUM (Assets Under Management) | $ 2,066,642,798 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
