Steven J. Tonhaiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven John Tonhaiser was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2000. Steven had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2013 - May 16, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
November 5, 2012 - May 16, 2013
FIRSTMERIT ADVISORS, INC.
June 16, 2009 - November 5, 2010
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
May 14, 2000 - February 5, 2008
FELDMAN SECURITIES GROUP L.L.C.
January 31, 2000 - February 5, 2008
FELDMAN SECURITIES GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRSTMERIT FINANCIAL SERVICES, INC
CRD#: 149680 / SEC#: , 8-68177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRSTMERIT BANK, N.A. | OWNER | |
| HADDAD, KEVIN RAY | CHIEF COMPLIANCE OFFICER | 1415289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
