Jason A. Zumberge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Alan Zumberge was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 5 firms and has passed the Series 63, Series 66, Series 82TO, SIE, Series 3, Series 31, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2006 - July 22, 2014
ALPHAMAX DISTRIBUTORS, L.L.C.
July 26, 2004 - May 4, 2006
PRESIDIO CAPITAL ADVISORS, LLC
April 13, 2004 - May 4, 2006
PRESIDIO CAPITAL ADVISORS, LLC
January 2, 2003 - March 8, 2004
QUINTESSENCE GROUP, LTD.
October 15, 2002 - December 31, 2002
QUINTESSENCE GROUP, LTD.
March 30, 2001 - February 5, 2002
MORGAN KEEGAN & COMPANY, LLC
November 7, 2000 - April 10, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 2/5/2020
Limited Representative-Private Securities OfferingsCurrent Firm
ALPHAMAX DISTRIBUTORS, L.L.C.
CRD#: 8258 / SEC#: , 8-24931
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSBORNE, MATTHEW CHARLES | CHIEF EXECUTIVE OFFICER & CIO, CCO | 2949871 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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