Keith D. Mize
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Douglas Mize was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2000. Keith had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2011 - April 29, 2020
BLUEPRINT ASSET MANAGEMENT LLC
September 25, 2009 - September 17, 2010
HSL FINANCIAL GROUP
June 7, 2006 - January 10, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 30, 2003 - January 10, 2008
TD AMERITRADE, INC.
March 8, 2000 - January 10, 2008
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLUEPRINT ASSET MANAGEMENT LLC
CRD#: 157338 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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