Louis E. Kelley
Professional summary
Louis E Kelley, who also goes by Louis Edward Kelley Jr, Louis Edward Kelley, Louis E Kelley II, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Katy, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Katy, Texas.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Louis has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Louis E Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
July 18, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
March 17, 2023 - June 8, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 17, 2023 - June 8, 2023
RAYMOND JAMES & ASSOCIATES, INC.
March 17, 2023 - June 8, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 17, 2023 - June 8, 2023
RAYMOND JAMES & ASSOCIATES, INC.
February 5, 2018 - October 10, 2022
LPL FINANCIAL LLC
February 5, 2018 - October 10, 2022
LPL FINANCIAL LLC
May 27, 2015 - February 5, 2018
NEXT FINANCIAL GROUP, INC.
May 27, 2015 - February 5, 2018
NEXT FINANCIAL GROUP, INC.
June 19, 2003 - April 6, 2015
VALIC FINANCIAL ADVISORS, INC.
June 17, 2003 - June 17, 2003
VALIC FINANCIAL ADVISORS, INC.
June 12, 2003 - April 2, 2015
VALIC FINANCIAL ADVISORS, INC.
June 14, 2001 - April 21, 2003
BANC ONE SECURITIES CORPORATION
April 25, 2000 - June 7, 2001
TD AMERITRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
