Brian K. Stormont

INSIGHT WEALTH STRATEGIES

San Ramon, CA 94583

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CRD#: 4081824

Professional summary

Brian Keith Stormont, CFP®, who also goes by Brian K Stormont, is a registered financial advisor currently at INSIGHT WEALTH STRATEGIES, LLC located in San Ramon, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian K Stormont

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Stormont's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 27, 2018 - Present

INSIGHT WEALTH STRATEGIES, LLC

Office #1: 2603 Camino Ramon Suite 350, San Ramon, CA 94583

RIA

CRD#: 293644

San Ramon, CA

Past

April 27, 2018 - June 30, 2020

MUTUAL SECURITIES, INC.

CRD#: 13092

San Ramon, CA

Past

June 14, 2012 - May 2, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

LIVERMORE, CA

Past

June 14, 2012 - May 2, 2018

OSAIC FA, INC.

CRD#: 3978

LIVERMORE, CA

Past

July 2, 2010 - June 14, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

EMERYVILLE, CA

Past

June 15, 2010 - June 14, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

EMERYVILLE, CA

Past

May 21, 2009 - July 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

May 3, 2007 - February 26, 2009

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

August 17, 2005 - May 3, 2007

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

September 2, 2004 - July 25, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

August 9, 2004 - July 25, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 9, 2004 - July 25, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 31, 2000 - March 22, 2004

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 31, 2000 - July 31, 2000

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT WEALTH STRATEGIES, LLC

CRD#: 293644 / SEC#: 801-112986

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/27/2018)

IAR

Texas
(4/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/1/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/28/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INSIGHT WEALTH STRATEGIES, LLC

CRD#: 293644 / SEC#: 801-112986

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2603 Camino Ramon Suite 350, San Ramon, CA 94583

Mailing Address

Phone number

(925) 659-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,962
AUM (Assets Under Management)	$ 932,033,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Stormont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Stormont's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

VP DISTRIBUTORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

BOFA DISTRIBUTORS, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

INSIGHT WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2010

Series 65

Date: 9/1/2004

Series 63

Date: 3/9/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2004

Series 6

Date: 1/28/2000

Current Firm

INSIGHT WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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