Steven J. Orchekowsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven John Orchekowsky was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2000. Steven had worked at 16 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2020 - April 1, 2021
BROOKSTONE CAPITAL MANAGEMENT LLC
June 12, 2019 - July 14, 2020
VALMARK SECURITIES, INC.
June 3, 2019 - July 22, 2020
MOSS ADAMS WEALTH ADVISORS LLC
June 3, 2019 - July 22, 2020
MOSS ADAMS SECURITIES & INSURANCE LLC
November 29, 2018 - March 4, 2019
SAYBRUS EQUITY SERVICES, LLC
November 1, 2016 - April 4, 2018
VESTORY, LLC
April 28, 2014 - April 6, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
April 28, 2014 - April 6, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 20, 2013 - April 14, 2014
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
November 8, 2013 - April 1, 2014
LPL FINANCIAL LLC
November 7, 2013 - November 8, 2013
SECURITIES SERVICE NETWORK, LLC
August 21, 2013 - November 19, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
August 1, 2013 - November 6, 2013
SECURITIES SERVICE NETWORK, LLC
February 26, 2013 - August 6, 2013
PRINCIPAL SECURITIES, INC.
February 21, 2013 - August 6, 2013
PRINCIPAL SECURITIES, INC.
October 4, 2012 - November 27, 2012
HSBC SECURITIES (USA) INC.
October 4, 2012 - November 27, 2012
HSBC SECURITIES (USA) INC.
December 1, 2011 - September 25, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 29, 2011 - April 1, 2011
MML INVESTORS SERVICES, LLC
March 29, 2011 - August 17, 2011
MML INVESTORS SERVICES, LLC
January 1, 2007 - January 31, 2011
PRINCIPAL SECURITIES, INC.
May 17, 2006 - January 31, 2011
PRINCIPAL SECURITIES, INC.
April 7, 2004 - May 4, 2006
EMPOWER FINANCIAL SERVICES, INC.
October 11, 2000 - April 4, 2003
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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