Charles B. Wood

CARDEA CAPITAL ADVISORS

ALPHARETTA, GA 30009

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CRD#: 4081749

Professional summary

Charles Bryan Wood, CFP® is a registered financial advisor currently at CARDEA CAPITAL ADVISORS, LLC located in Alpharetta, Georgia.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 4 firms and has passed the Series 66, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Charles Bryan Wood serves as an Investment Advisor Representative of Cardea Capital Advisors, LLC through his single-member company, Wood Investment Group, LLC. Mr. Wood manages investment portfolios and provides advisory services to his clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Bryan Wood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 29, 2020 - Present

CARDEA CAPITAL ADVISORS, LLC

Office #1: 2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

RIA

CRD#: 307600

ALPHARETTA, GA

Past

February 13, 2015 - December 9, 2016

PRIVATE WEALTH ADVISORY GROUP, INC.

RIA

CRD#: 173842

MARIETTA, GA

Past

May 13, 2003 - December 23, 2020

LINDNER CAPITAL ADVISORS, INC.

RIA

CRD#: 108584

MARIETTA, GA

Past

February 2, 2000 - December 31, 2004

LINDNER CAPITAL MANAGEMENT, INC.

CRD#: 42096

MARIETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/31/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/19/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2000

General Securities Principal Examination

Current Firm

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

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Contact information

Main Address

2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

Mailing Address

Phone number

(770) 977-7779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARDEA CAPITAL ADVISORS, LLC ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 105,752,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles B. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Bryan Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE WEALTH ADVISORY GROUP, INC.

LINDNER CAPITAL ADVISORS, INC.

LINDNER CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CARDEA CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2000

Series 7

Date: 1/31/2000

Series 4

Date: 9/19/2001

Series 24

Date: 9/8/2000

Current Firm

CARDEA CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDEA CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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