Lindsey M. Cole

VENTURE FORTH FINANCIAL

Portland, OR

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CRD#: 4081555

Professional summary

Lindsey Marie Cole, who also goes by Lindsey Cole, is a registered financial advisor currently at VENTURE FORTH FINANCIAL located in Portland, Oregon.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Lindsey has worked at 6 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey Cole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Marie Cole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2016 - Present

VENTURE FORTH FINANCIAL

RIA

CRD#: 283315

Portland, OR

Past

April 17, 2013 - May 20, 2016

COLE PARK FINANCIAL PARTNERS, LLC

RIA

CRD#: 167076

SAN FRANCISCO, CA

Past

August 19, 2005 - December 5, 2007

BROWNSON, REHMUS & FOXWORTH, INC.

RIA

CRD#: 110608

MENLO PARK, CA

Past

July 9, 2004 - April 14, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 8, 2004 - February 24, 2004

CONSOR ADVISORS LLC

CRD#: 128094

SAUSALITO, CA

Past

January 16, 2003 - January 22, 2004

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2016)

IAR

Minnesota
(3/8/2018)

IAR

Oregon
(11/3/2020)

IAR

Texas
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/2003

General Securities Representative Examination

Current Firm

VENTURE FORTH FINANCIAL

VENTURE FORTH FINANCIAL | VENTURE FORTH FINANCIAL, LLC

CRD#: 283315 / SEC#:

California

Registered Investment Advisory firm - (3/30/2016 Approved)

Minnesota

Registered Investment Advisory firm - (8/30/2017 Approved)

Oregon

Registered Investment Advisory firm - (11/3/2020 Approved)

Texas

Registered Investment Advisory firm - (3/14/2022 Conditional Restricted)

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Contact information

Main Address

Portland, OR

Mailing Address

Phone number

(415) 308-8438

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 74,899,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsey M. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Marie Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

VENTURE FORTH FINANCIAL

COLE PARK FINANCIAL PARTNERS, LLC

BROWNSON, REHMUS & FOXWORTH, INC.

J.P. MORGAN SECURITIES LLC

CONSOR ADVISORS LLC

SOUNDVIEW TECHNOLOGY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2013

Series 7

Date: 1/15/2003

Current Firm

VENTURE FORTH FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VENTURE FORTH FINANCIAL

TRUST BUT VERIFY

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