Eric B. Einfalt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Brandon Einfalt was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 6 firms and has passed the SIE, Series 3, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - November 12, 2019
XR SECURITIES LLC
April 5, 2011 - August 7, 2012
SUN TRADING EXECUTION SERVICES, LLC
July 19, 2007 - February 3, 2014
HRT EXECUTION SERVICES LLC
June 30, 2005 - July 6, 2007
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
September 1, 2000 - June 28, 2005
PAX CLEARING CORPORATION
January 20, 2000 - September 1, 2000
PAX CLEARING COMPANY LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
XR SECURITIES LLC
CRD#: 145357 / SEC#: , 8-67724
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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