Lisa L. Gesin
Professional summary
Lisa Lee Gesin, who also goes by Lisa Mccorkle Gesin, Lisa Mccorkle Lee, is a registered financial advisor currently at WORTH FINANCIAL GROUP INC. located in Dallas, Texas.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lisa has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 50, Series 7, Series 54, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Lee Gesin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa Lee Gesin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2007 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248February 26, 2007 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248Office #2: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248November 7, 2017 - November 29, 2019
LONE STAR PACE
November 7, 2017 - November 29, 2019
COMMUNITY DEVELOPMENT ASSOCIATES, LLC.
February 19, 2016 - October 31, 2016
EDI FINANCIAL, INC.
February 17, 2016 - October 31, 2016
EDI INVESTMENT ADVISOR CORPORATION
September 18, 2013 - April 6, 2016
LION STREET FINANCIAL, LLC
November 23, 2011 - September 29, 2017
SWBC INVESTMENT SERVICES, LLC
September 6, 2007 - September 7, 2016
SUNBELT SECURITIES, INC.
August 25, 2006 - September 7, 2016
SUNBELT SECURITIES, INC.
February 4, 2004 - October 4, 2005
TRADESTAR INVESTMENTS,INC.
February 4, 2004 - November 3, 2005
FISERV INVESTOR SERVICES, INC.
April 10, 2002 - February 6, 2004
CHASE INVESTMENT SERVICES CORP.
September 19, 2000 - February 6, 2004
CHASE INVESTMENT SERVICES CORP.
February 23, 2000 - July 14, 2000
IDS LIFE INSURANCE COMPANY
February 23, 2000 - July 14, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2023)
(3/19/2019)
(3/19/2019)
(3/19/2019)
(8/15/2023)
(2/1/2010)
(3/11/2010)
(8/9/2024)
(3/19/2019)
(3/19/2019)
(3/19/2019)
(10/8/2025)
(1/13/2010)
(2/1/2024)
(3/19/2019)
(5/18/2020)
(3/19/2019)
(7/14/2023)
(10/16/2025)
(3/19/2019)
(2/9/2021)
(3/19/2019)
(3/19/2019)
(3/19/2019)
(7/1/2025)
(2/26/2007)
(3/4/2010)
(9/25/2025)
(3/19/2019)
(5/27/2025)
(1/31/2025)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WORTH FINANCIAL GROUP INC.
CRD#: 13478 / SEC#: , 8-29827
Contact information
FINRA licenses (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORTH FINANCIAL GROUP INC.
CRD#: 13478Dallas, TX 75248TRUST BUT VERIFY
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