Brian T. Piccola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas Piccola was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 6 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - April 2, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 18, 2007 - November 26, 2008
MINT BROKERS
May 29, 2007 - December 6, 2012
BGC FINANCIAL, L.P.
July 1, 2003 - January 5, 2007
WJB CAPITAL GROUP, INC.
July 24, 2000 - July 7, 2003
CITIGROUP GLOBAL MARKETS INC.
March 22, 2000 - April 10, 2000
CHAPDELAINE CORPORATE SECURITIES & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 12/3/2001
NYSE Trading Assistant ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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