Shawn E. Russell
Professional summary
Shawn Elliot Russell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shawn is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Shawn had worked at 3 firms, which includes LH ROSS & COMPANY INC., GRADY AND HATCH & COMPANY INC., TAYLOR STUART FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2001 - September 6, 2001
LH ROSS & COMPANY, INC.
December 11, 2000 - April 17, 2001
GRADY AND HATCH & COMPANY, INC.
February 1, 2000 - September 6, 2000
TAYLOR STUART FINANCIAL, INC.
January 21, 2000 - January 25, 2000
LH ROSS & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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