Maureen T. O'halloran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Therese O'halloran, who also goes by Maureen Therese Benelli, Maureen Therese Ohalloran, Terry Ohalloran, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 2000. Maureen had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2003 - August 31, 2017
SCF SECURITIES, INC.
March 24, 2001 - March 31, 2003
PRINCIPAL SECURITIES, INC.
February 8, 2000 - March 12, 2001
IDS LIFE INSURANCE COMPANY
February 8, 2000 - March 12, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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