SB
Scott E. Branish
LIFEMARK SECURITIES
Centennial, CO 80122
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CRD#: 4080133
SB
Professional summary
Scott Erik Branish is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Centennial, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FRONT RANGE FINANCIAL / INVESTMENT RELATED / 2305 E ARAPAHOE RD #235, CENTENNIAL, CO 80122 / INDEPENDENT INSURANCE AGENT / START 10/2023 / 152 HOURS/MONTH / 152 HOURS/MONTH DURING TRADING HOURS / SALES AND SERVICE OF ANNUITIES AND LIFE INSURANCE. 2. MY TRUE MORTGAGE / NOT INVESTMENT RELATED / 786 BRIAR DALE DRIVE, CASTLE PINES, CO 80108 / MORTGAGE LOAN ORIGINATOR / START 01/2024 / 3 HOURS/MONTH / 3 HOURS/MONTH DURING TRADING HOURS / SALES OF MORTGAGES AND REVERSE MORTGAGES. 3. BRANISH HOLDINGS LLP / NOT INVESTMENT RELATED / 786 BRIAR DALE DRIVE, CASTLE PINES, CO 80108 / PART OWNER / START 04/2002 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / PROPERTY MANAGEMENT OF FAMILY-OWNED MOUNTAIN HOME AND RENTAL PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Erik Branish's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Erik Branish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2024 - Present
LIFEMARK SECURITIES CORP.
Office #1: 2305 E. Arapahoe Road #235, Centennial, CO 80122RIA
BD
CRD#: 16204
Centennial, CO
Current
April 19, 2024 - Present
LIFEMARK SECURITIES CORP.
Office #1: 2305 E. Arapahoe Road #235, Centennial, CO 80122RIA
BD
CRD#: 16204
Centennial, CO
Past
February 4, 2004 - July 7, 2006
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
GREENWOOD VILLAGE, CO
Past
May 16, 2002 - December 17, 2003
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
December 22, 1999 - May 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/19/2024)
IAR
Colorado(10/7/2024)
RR
Kansas(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
