Emily P. Wong-jameson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Pek-kuan Wong-jameson, who also goes by Emily Pek-kuan Wong, Emily Wong-jameson, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2002. Emily had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2007 - July 26, 2012
VICTORY CAPITAL SERVICES, INC.
December 16, 2005 - August 13, 2007
SANFORD C. BERNSTEIN & CO., LLC
January 6, 2004 - March 2, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 22, 2002 - October 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
