Roman M. Bulawski

KUBHERA ENTERPRISES LLC

Princeton, NJ 08540

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CRD#: 4079995

Professional summary

Roman M Bulawski, CFP®, who also goes by Roman M Bulawski, Roman Marek Bulawski, is a registered financial advisor currently at KUBHERA ENTERPRISES LLC located in Princeton, New Jersey.

Roman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Roman has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roman M Bulawski | Roman Marek Bulawski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roman M Bulawski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

April 22, 2021 - Present

KUBHERA ENTERPRISES LLC

Office #1: 742 Alexander Road, Suite 305, Princeton, NJ 08540

RIA

CRD#: 151619

Princeton, NJ

Past

July 29, 2020 - February 18, 2021

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

ORADELL, NJ

Past

May 15, 2020 - February 18, 2021

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ORADELL, NJ

Past

July 27, 2004 - August 21, 2006

LINCOLN INVESTMENT

CRD#: 519

FLORHAM PARK, NJ

Past

September 12, 2001 - August 7, 2002

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

December 15, 1999 - August 21, 2000

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KUBHERA ENTERPRISES LLC

CRD#: 151619 / SEC#: 801-114374

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

Florida

Registered Investment Advisory firm - (12/11/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/20/2018 Terminated)

New York

Registered Investment Advisory firm - (12/11/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2020

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/10/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/20/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2004

General Securities Principal Examination

Current Firm

KUBHERA ENTERPRISES LLC

CRD#: 151619 / SEC#: 801-114374

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

Florida

Registered Investment Advisory firm - (12/11/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/20/2018 Terminated)

New York

Registered Investment Advisory firm - (12/11/2018 Terminated)

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Contact information

Main Address

742 Alexander Road, Suite 305, Princeton, NJ 08540

Mailing Address

Phone number

(609) 799-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	820
AUM (Assets Under Management)	$ 290,178,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roman M. Bulawski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roman M Bulawski's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

LINCOLN INVESTMENT

CAPITAL BROKERAGE CORPORATION

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

KUBHERA ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2020

Series 65

Date: 6/10/2002

Series 63

Date: 12/28/1999

Series 7TO

Date: 5/15/2020

SIE

Date: 12/20/2019

Series 7

Date: 12/14/1999

Series 24

Date: 12/15/2004

Current Firm

KUBHERA ENTERPRISES LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KUBHERA ENTERPRISES LLC

TRUST BUT VERIFY

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