Michael A. Derosa

DOVETAIL WEALTH MANAGEMENT

Taylor, TX 76574

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CRD#: 4079942

Professional summary

Michael Anthony Derosa, who also goes by Michael A De Rosa, Michael Anthony De Rosa, is a registered financial advisor currently at DOVETAIL WEALTH MANAGEMENT, LLC located in Taylor, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael A De Rosa | Michael Anthony De Rosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PUBLIC NOTARY - THAT OF NOTARIZING DOCUMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Derosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2018 - Present

DOVETAIL WEALTH MANAGEMENT, LLC

Office #1: 301 North Main Street, Taylor, TX 76574

RIA

CRD#: 291068

Taylor, TX

Past

August 14, 2003 - March 30, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

August 14, 2003 - March 30, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

August 14, 2003 - March 30, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

September 25, 2002 - August 14, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 25, 2002 - August 14, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

August 14, 2000 - December 4, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

December 20, 1999 - July 19, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOVETAIL WEALTH MANAGEMENT, LLC

BH FINANCIAL MANAGEMENT, LLC | DOVETAIL WEALTH MANAGEMENT, LLC

CRD#: 291068 / SEC#: 801-112276

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Louisiana

Registered Investment Advisory firm - (9/8/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2004

General Securities Principal Examination

Current Firm

DOVETAIL WEALTH MANAGEMENT, LLC

BH FINANCIAL MANAGEMENT, LLC | DOVETAIL WEALTH MANAGEMENT, LLC

CRD#: 291068 / SEC#: 801-112276

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Louisiana

Registered Investment Advisory firm - (9/8/2020 Approved)

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Contact information

Main Address

301 North Main Street, Taylor, TX 76574

Mailing Address

Phone number

(512) 352-1613

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-2 ADV 2A (2/6/2025)

2022-10 ADV 2A WRAP (2/6/2025)

Regulatory assets under management

Total Number of Accounts	819
AUM (Assets Under Management)	$ 299,183,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Derosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Derosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

A. G. EDWARDS & SONS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

DOVETAIL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/1999

SIE

Date: 3/30/2017

Series 7

Date: 9/7/2000

Series 6

Date: 12/18/1999

Series 24

Date: 1/26/2004

Current Firm

DOVETAIL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOVETAIL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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