Gerald D. Cronenwett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Dean Cronenwett was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1999. Gerald had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2017 - October 24, 2019
CFD INVESTMENTS, INC.
November 11, 2014 - December 31, 2016
THE LEADERS GROUP, INC.
February 23, 2010 - October 23, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 7, 2005 - November 14, 2005
NATCITY INVESTMENTS, INC.
August 4, 2004 - November 16, 2004
WELLS FARGO INVESTMENTS, LLC
December 11, 2002 - October 12, 2004
FIFTH THIRD SECURITIES, INC.
August 27, 2001 - November 4, 2002
BANC ONE SECURITIES CORPORATION
November 16, 2000 - July 17, 2001
A. G. EDWARDS & SONS, INC.
December 21, 1999 - November 9, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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