Jay C. Rutledge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Clifton Rutledge, who also goes by Jay C Rutledge, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1948. Jay had worked at 3 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1985 - June 21, 2001
HOLT & COLLINS
January 29, 1975 - December 6, 1984
MASON BROTHERS
December 9, 1948 - May 8, 1975
STEPHENSON, LEYDECKER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOLT & COLLINS
CRD#: 2222 / SEC#: , 8-24177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANKOVITCH, WALTER JOSEPH, INC. | GENERAL PARTNER | |
| COLLINS, DANIEL EDWARD, INC | MANAGING PARTNER | |
| RANKIN, SAMUEL JR | GENERAL PARTNER | 370941 |
| SOLON, ROBERT JOHN | GENERAL PARTNER | 430439 |
| BANKOVITCH, WALTER JOSEPH | FINOP | 11830 |
| COLLINS, DANIEL EDWARD | MANAGING PARTNER/SROP/MUNICIPAL PRINCIPAL | 51133 |
| COLLINS, DENNIS PATRICK | CROP | 1292494 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
