Antonio F. Castellano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Francesco Castellano was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 2000. Antonio had worked at 7 firms and has passed the Series 65, Series 63, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - December 19, 2014
T3 TRADING GROUP, LLC
August 21, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
January 7, 2008 - September 26, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
November 17, 2006 - September 26, 2008
J.P. MORGAN SECURITIES LLC
October 21, 2003 - November 10, 2006
TAFFERER TRADING, LLC
February 21, 2001 - October 21, 2003
WORLDCO, L.L.C.
April 26, 2000 - January 11, 2001
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 9/18/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
