PS
Paul W. Siluch
RAYMOND JAMES (USA) LTD.
Victoria, Bc, V8W 2E1
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CRD#: 4079214
PS
Professional summary
Paul Wayne Siluch is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 52 and Series 38 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. PAUL SILUCH IS LOCATED AT 1000 - 1175 DOUGLAS ST., VICTORIA, BC CANADA V8W 2E1 AND HAS BEEN EMPLOYED SINCE AUGUST 12, 1999. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 180 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES.
(2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. PAUL SILUCH IS LOCATED AT 1000 - 1175 DOUGLAS ST., VICTORIA, BC CANADA V8W 2E1 AND HAS BEEN LICENSED WITH RJFP SINCE AUGUST 12, 1999. HE IS A FULL-TIME EMPLOYEE. HE DEVOTES 2 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING.
(3) AUTHOR OF BOOKS IS NOT INVESTMENT-RELATED AND IS LOCATED AT 3139 ISLAND VIEW ROAD, SAANICHTON BC CANADA . PERSONAL WRITING GROUP AND WE HAVE PUBLISHED 4 FICTION ANTHOLOGIES WITH ALL PROCEEDS TO CHARITY AND MY POSITION/TITLE IS AUTHOR. THE START DATE OF THE BUSINESS WAS JANUARY 1, 2011. I DEVOTE 12 HOURS A MONTH TO THIS OTHER BUSINESS NOT DURING BUSINESS AND TRADING HOURS. MY DUTIES ARE WRITER.
(4) UNIVERSITY OF VICTORIA FOUNDATION IS NOT INVESTMENT-RELATED AND IS LOCATED AT 3800 FINNERTY ROAD VICTORIA BC CANADA. SCHOLARSHIP & BURSARY FUND MANAGEMENT AND MY POSITION/TITLE IS BOARD MEMBER. THE START DATE OF THE BUSINESS WAS JANUARY 1, 2015. I DEVOTE 3 HOURS PER MONTH TO THIS OTHER BUSINESS NOT DURING BUSINESS AND TRADING HOURS. MY DUTIES ARE OVERSIGHT OF OUTSIDE MONEY MANAGERS.
(5) Yellow Point Equity Partners is investment-related and is located at 1000-1285 West Pender St Vancouver BC Canada. Yellow Point invests in private businesses to help them grow and my position/title is Limited Partner. The start date of the business is August 16, 2016.. I devote 0 hours to this other business during business and trading hours. My duties are as aninvestor only - not a manager and not involved in day to day activities.
6. Vancouver Island Cross Country Association is not investment related. It is located at 100-4636 Elk Lake Drive, Victoria BC, Canada. The Vancouver Island Cross Country Association is a volunteer organization to host the 2020 PANAM Cross Country Championships. I am the Treasurer, responsible for paying bills, balancing the books and raising money. The start date of this business was June 1, 2019. I devote 10 hours a month to this organization, zero during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Wayne Siluch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Wayne Siluch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2012 - Present
RAYMOND JAMES (USA) LTD.
Office #1: #1000 - 1175 Douglas Street, Victoria, Bc, V8W 2E1RIA
BD
CRD#: 25853
Victoria, Bc,
Current
April 25, 2012 - Present
RAYMOND JAMES (USA) LTD.
Office #1: #1000 - 1175 Douglas Street, Victoria, Bc, V8W 2E1RIA
BD
CRD#: 25853
Victoria, Bc,
Past
January 12, 2012 - April 26, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
VICTORIA, BC,
Past
January 16, 2003 - April 26, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
VICTORIA, BC,
Past
June 1, 2000 - January 14, 2003
RAYMOND JAMES (USA) LTD.
BD
CRD#: 25853
VANCOUVER, B.C.,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/25/2012)
RR
California(4/25/2012)
RR
Colorado(4/1/2019)
RR
Florida(4/25/2012)
RR
Maine(1/2/2024)
RR
Texas(4/25/2012)
IAR
Texas(4/25/2012)
RR
Washington(4/25/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 38
Date: 3/11/2000
Canada Module of the General Securities Registered Representative (Without Options Questions)SRO Registrations
RR
FINRA
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
175
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 4,869 |
| AUM (Assets Under Management) | $ 1,991,381,912 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES (USA) LTD.
CRD#: 25853Victoria, Bc, V8W 2E1TRUST BUT VERIFY
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